Broker Check

Our Clients

Retired / Nearing Retirement

Whether you are in retirement or nearing retirement you have some very important decisions to make to ensure that your retirement is as fulfilling as it should be. We will help you:

Client Centered
  • Minimize Taxes – We evaluate various strategies for minimizing your taxes in retirement, including determining which accounts to draw down first and mitigating the impact of required minimum distributions.
  • Guarantee Income – We help you develop predictable sources of income so that you can know that your basic expenses are covered, including determining when best to start Social Security income.
  • Customized Portfolio – We create a customized portfolio for your assets that takes into account your risk tolerance, goals, and time horizon.
  • Protect Your Assets – We evaluate whether you have the insurance coverages necessary to protect your assets.
  • Transfer Your Wealth Efficiently – Working with estate planning attorneys, we help lay the foundation for a successful transfer of your assets to your chosen beneficiaries at the appropriate time.
  • Charitable Giving – For our philanthropic clients we help evaluate giving strategies that include private foundations, donor-advised funds, charitable remainder trusts, and charitable lead trusts, as well as more informal giving strategies.

Business Owners

We enjoy working with business owners because we have been there ourselves. Having operated a large tax preparation business for over a decade, we understand the opportunities and challenges that come with leading your team, focusing on growing your business, and taking care of yourself and family too. We specialize in helping business owners create and execute their financial plans, emphasizing:

Client Centered
  • Cash Flow Management and Financial Wellness
  • Tax Planning and Minimizing Taxes
  • Emergency Savings
  • Retirement Savings
  • Family Protection Planning
  • Education Planning
  • Estate Planning

We also help business owners engineer successful exit strategies. We have deep experience in structuring business transactions and helping clients execute their plans to maximize their financial success and also consider the non-financial aspects of selling their business.


Doug comes from a family of attorneys, and as one himself takes a special interest in working with other attorneys to help them improve their financial lives. Attorneys have unique opportunities and challenges that need to be considered in developing their financial plans.

They typically begin saving later in their career, given the length of their education and commonly having student debt. Cash flow management and starting dedicated savings are critical parts of their financial plans at the beginning of their careers.

Client Centered

Attorneys have great income-potential as their careers progress and retirement savings and tax planning become focus areas. As they grow a family, family protection planning, estate planning, and planning for the education of their children become priorities.

Attorneys are experts in their practice areas of law and their professional time is extremely valuable. They typically don’t have the time or interest to stay informed about important financial planning topics, tax strategies, or investments that will improve their financial lives, and instead should consider engaging a financial professional whose focus will be on their success.

If you are an attorney and interested in learning more, reach out to us and see how we can help you.